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    02.24.11 Professor James Fanto Discusses Fiduciary Duty for Brokers on AdvisorOne
    James Fanto

    Professor James Fanto was featured in a webcast on AdvisorOne to discuss the SEC's "Study on Investment Advisers and Broker-Dealers." Hoested by the Center on Financial Services Law at New York Law School and The Committee for the Fiduciary Standard, Professor Fanto spoke on the connection between registered investment advisor oversight and extending the fiduciary standard to brokers. He was joined by securities law experts from FINRA and some of New York's top law firms.

    Watch the panel.

BLS LawNotes - Spring 2014

Read the latest issue of BLS LawNotes